Code of Ethics

Our business model is very simple.  We are committed to providing our clients with quality financial planning and investment advisory services with the highest level of integrity and professionalism.  As an independent Registered Investment Advisory firm we are governed by the Investment Advisers Act of 1940, which among other things, states that we will act in a fiduciary capacity in all our client engagements.  Simply stated, this means that we place the interests of the client ahead of our own, we act with utmost good faith, and we agree to provide full and fair disclosure of all material facts.  A person acting in a fiduciary capacity is held to a high standard of honesty and full disclosure in all dealings with the client.

In addition, as a CERTIFIED FINANCIAL PLANNER™ professional Bill adheres to the CFP Board's Code of Ethics and Professional Responsibility:

 

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